UPTAKE MEDICAL CORP

Tustin, CA · Founded 2004 · Medtech · Acquired

Vapor ablation device for pulmonary disease treatment

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Updated · uptakemedical.com

Sector
Medtech
Headquarters
Tustin, CA
Founded
2004
Latest Form D
$1.9M, Dec 2015
Total capital
$45.9M
Federal grants
None on recordNo awards found in SBIR/STTR, NIH, NSF or DoD records.
Private capital raised
$45.9M
5 Form D · last Dec 2015
131 months since last filing
Federal contracts
None on recordNo federal contract awards found.
Granted patents
1
3 pending · first 2014
Rank in peer group#498 of 1112

Capital timeline

2009201020112012201320142015FEDERAL ↑EQUITY ↓Cumulative $45.9M1st Form D$3.4M3rd Form D$4.9M4th Form D$35.1M5th Form D$1.9M
2009201120132015FEDERAL ↑EQUITY ↓Cumulative $45.9M4th Form D$35.1M

Latest events

  • Private capital raisedForm D · SEC · 5th filing$1.9M
  • Private capital raisedForm D · SEC · 4th filing$35.1M
  • Private capital raisedForm D · SEC · 3rd filing$4.9M
  • Private capital raisedForm D · SEC · 2nd filing$601K
  • Private capital raisedForm D · SEC · 1st filing$3.4M

Node area is scaled to amount. Form D reports securities sold, which can differ from an announced round; filings are numbered in the order they were made.

Standing among 1112 peers

Line = median

Medtech · Device

  • Granted patents#498 · top 45%

Cumulative measures favor older companies. Rankings describe position today, not outcome. Below the median, ranks show as a band rather than a number.

Founders and team

Researcher links verified by same-company patents and grants
  • Robert L. BarryResearcherExecutive Officer, Director, PromoterLinked by 1 patent
  • Andrew SchiffDirectorNamed in SEC Form D filings
  • Carl SimpsonDirectorNamed in SEC Form D filings
  • Carl King SimsonDirectorNamed in SEC Form D filings
  • David King SingerDirectorNamed in SEC Form D filings
  • Eric KimDirectorNamed in SEC Form D filings
Show all 17 people
  • Geoff BrookeDirectorNamed in SEC Form D filings
  • J. C. MacRaeExecutive OfficerNamed in SEC Form D filings
  • John BrooksDirectorNamed in SEC Form D filings
  • Krista MannExecutive OfficerNamed in SEC Form D filings
  • Michael HoeyDirectorNamed in SEC Form D filings
  • R. King NelsonExecutive Officer, DirectorNamed in SEC Form D filings
  • R. King NelsonExecutive Officer, DirectorNamed in SEC Form D filings
  • Robert King KuhlingDirectorNamed in SEC Form D filings
  • Robert Kuhling, Jr.DirectorNamed in SEC Form D filings
  • Sami King SindiDirectorNamed in SEC Form D filings
  • Scott HuennekensDirectorNamed in SEC Form D filings

What it has protected

USPTO · 1 granted of 4
Show all 4 patent records
  • Determining Patient-Specific Vapor Treatment and Delivery ParametersMay 27, 2014 · US 8,734,380Granted
  • Methods and Apparatus for Ablating Lung Nodules with VaporOct 10, 2013 · Application 13860420Pending
  • Determining Patient-specific Vapor Treatment And Delivery ParametersApplication PCTUS2008080688Pending
  • High Pressure And High Temperature Vapor Catheters And SystemsApplication PCTUS2007084592Pending

Regulatory activity · Medtech

Sector-level, not company-level

Rules are matched to sector, not to company. Recent activity in a sector is context rather than a signal about this business — until rules are matched to what a company actually builds, the section is shown as context and nothing more.

Sources

Federal grants from SBIR/STTR, NIH, NSF and DoD records. Federal contracts from USAspending.gov. Private capital from SEC Form D. Patents from USPTO. Publications from OpenAlex. Regulatory activity from the Federal Register. Press matched on company name.

How to read this page

Figures show associations in public records, not causes or predictions. Nothing here is investment advice. An em-dash means no record was found under this company's name, not that none exists.

Data freshness

SEC Form D filings through . SBIR and STTR awards through .