ARIDIS PHARMACEUTICALS, LLC

LOS GATOS, CA · Biotech · Public

Oral thin film vaccine dosage form with ambient-temperature stability using proprietary stabilization formulation

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Updated

Sector
Biotech
Headquarters
LOS GATOS, CA
Latest Form D
$4.8M, Dec 2022
Total capital
$56.9M
Federal grants
$283K
1 award · 2015
Rank in peer group#8 of 20
Private capital raised
$56.6M
7 Form D · last Dec 2022
46 months since last filing
Federal contracts
None on recordNo federal contract awards found.
Granted patents
None on recordNo USPTO grants. Applications publish after 18 months.

Capital timeline

20142016201820202022FEDERAL ↑EQUITY ↓Cumulative $56.9M$283K4th Form D$13.6M5th Form D$8.4M
20142016201820202022FEDERAL ↑EQUITY ↓Cumulative $56.9M$283K4th Form D$13.6M

Latest events

  • Private capital raisedForm D · SEC · 7th filing$4.8M
  • Private capital raisedForm D · SEC · 6th filing$8M
  • Private capital raisedForm D · SEC · 5th filing$8.4M
  • Private capital raisedForm D · SEC · 4th filing$13.6M
  • Private capital raisedForm D · SEC · 3rd filing$15.2M
  • Private capital raisedForm D · SEC · 2nd filing$3M
  • Federal grantHealth and Human S · Phase I · Stable Vaccines Delivered on Oral Thin Films$283K
  • Private capital raisedForm D · SEC · 1st filing$3.5M

Node area is scaled to amount. Form D reports securities sold, which can differ from an announced round; filings are numbered in the order they were made.

Standing among 20 peers

Line = median

Biotech · Material

  • Federal grants#8 · top 40%

Cumulative measures favor older companies. Rankings describe position today, not outcome. Below the median, ranks show as a band rather than a number.

Founders and team

Researcher links verified by same-company patents and grants
  • Vu TruongResearcherExecutive Officer, DirectorLinked by $283K in grants as PI
  • Craig GibbsDirectorNamed in SEC Form D filings
  • Eric PatzerDirectorNamed in SEC Form D filings
  • Fred KurlandExecutive OfficerNamed in SEC Form D filings
  • Isaac BlechDirectorNamed in SEC Form D filings
  • John BorgesonExecutive OfficerNamed in SEC Form D filings
Show all 14 people
  • John HamiltonDirectorNamed in SEC Form D filings
  • Mike NazakExecutive OfficerNamed in SEC Form D filings
  • Paul-Andre de LameExecutive OfficerNamed in SEC Form D filings
  • Robert CoughlinDirectorNamed in SEC Form D filings
  • Robert RuffoloDirectorNamed in SEC Form D filings
  • Robert Ruffolo, Jr.DirectorNamed in SEC Form D filings
  • Susan Windham-BannisterDirectorNamed in SEC Form D filings
  • Vu TroungExecutive Officer, DirectorNamed in SEC Form D filings

What it has protected

No granted patents are on record.

USPTO usually publishes applications 18 months after filing, so recent applications may not be visible yet. Patents assigned under a different entity name won’t match.

Checked: USPTO granted patents and published applications · Oct 23, 2026

Regulatory activity · Biotech

Sector-level, not company-level

Rules are matched to sector, not to company. Recent activity in a sector is context rather than a signal about this business — until rules are matched to what a company actually builds, the section is shown as context and nothing more.

Sources

Federal grants from SBIR/STTR, NIH, NSF and DoD records. Federal contracts from USAspending.gov. Private capital from SEC Form D. Patents from USPTO. Publications from OpenAlex. Regulatory activity from the Federal Register. Press matched on company name.

How to read this page

Figures show associations in public records, not causes or predictions. Nothing here is investment advice. An em-dash means no record was found under this company's name, not that none exists.

Data freshness

SEC Form D filings through . SBIR and STTR awards through .